Privacy Policy

Last updated: 2026-01-01

This Privacy Policy describes how Vektor Securities LLC ("we," "us," or "our") collects, uses, and protects information obtained through this website and through our investment management services.

1. Information We Collect

We collect personal information you provide voluntarily when you submit an application for investment management services. This includes your full name, email address, phone number, and information about the capital you are considering committing. We may also collect information in subsequent communications related to your application or your account.

We do not use third party advertising networks. We do not use behavioral tracking technologies for advertising purposes. Standard server logs may capture technical information such as IP addresses and browser types for security and operational purposes only.

2. How We Use Your Information

We use the information we collect to evaluate applications for investment management services, communicate with prospective and current clients regarding their accounts, fulfill our legal and regulatory obligations as a registered investment adviser, and maintain records as required by applicable securities laws and regulations.

We do not sell your personal information. We do not share your personal information with third parties except as required to operate your account at a qualified custodian, as required by law or regulation, or with your explicit written consent.

3. Information Security

We maintain administrative, technical, and physical safeguards designed to protect personal information against unauthorized access, use, disclosure, alteration, or destruction. Access to personal information is restricted to personnel who require it to perform their professional responsibilities.

4. Regulation S-P

As a registered investment adviser, Vektor Securities LLC is subject to Regulation S-P under the Securities Exchange Act. We provide notice of our privacy practices to clients at the time of onboarding and annually thereafter as required. We do not disclose nonpublic personal information about clients or former clients to nonaffiliated third parties except as permitted by Regulation S-P.

5. Data Retention

We retain personal information for as long as necessary to fulfill the purposes described in this policy and to comply with applicable legal and regulatory retention requirements. Records related to investment advisory services are retained for a minimum of five years as required by applicable securities regulations.

6. Your Rights

You may contact us at any time to request access to the personal information we hold about you, to request correction of inaccurate information, or to ask questions about our privacy practices.

7. Changes to This Policy

We may update this Privacy Policy from time to time. When we do we will update the date at the top of this page.

8. Contact

Vektor Securities LLC

123 Main St, Austin, TX 78701

info@vektorsecurities.com

555-123-4567